1,720,953 research outputs found
The Regulation Trend on the Behavior of Financial Consultants and Wealth Management Compliance: The Case of Local and Foreign Banks
No full text2008年由於經濟放緩以及股市市值下滑，台灣富裕人士於減少了 18% 降至5.8萬人，財富總值下降 24.8%，縮減至 1706億美元。不過2009年起, 隨著市場氣氛改善恢復信心，預期財富管理業務的規模和複雜性將持續增加，對於產品的多樣性需求也不斷的增長。但是, 大部分的投資人由於之前受傷慘重, 對於理財專員、金融市場和監管機關失去信心。 本文討論的重點在於如何經由面對客戶抱怨, 來改善客訴處理流程, 也藉由探討國內外銀行經營財富管理的方式、內控、
與自律, 以及強化理財專員的專業與道德教育、以及獎金的設計, 並且還涵蓋到法規的改善方向, 進而改善投資環境, 藉此重拾投資者的信心。
由於外商銀行的表現和健全度向來是監管機關的關注重點，因此我們選擇美國,法國, 以及新加坡三家外商銀行來做討論與比較, 試圖藉由探討這些外商金融機構的法令遵循要點以及規範來做對照與學習。 同時, 也訪問了兩家國內的金控龍頭, 希望藉由這兩家國內銀行於後金融風暴之後, 面對一連串法令遵循要求,所做的改變與努力。
台灣理財專員的管理承襲了歐美的制度, 強調銷售人員的個人表現, 提供了優渥的獎金制度, 引導理財專員的銷售行為。 本研究將探討如何藉由改變或改善獎金設計元素與方向, 來導引理財專員與客戶利益的趨近, 也希望能夠藉由業績以外的品質項目, 來強化獎金設計機制。 同時,也討論如何依據公會自律規範,來訂定相關薪酬辦法。
面對此次金融危機, 台灣的監理機構, 從各個層面對財富管理監管業務,做透徹的檢討與改善, 並研擬以及通過相關法令草案以及規範注意事項等。 本研究希望藉由探討金融機構的自律, 來全面提升客戶對於財富管理業務的信心, 除了建立完善的內控與法令遵循機制, 以及扮演法令的督促與監督者等方面來檢視,而非僅僅依賴法律的制定與控管。 當然, 本研究也深入針對現行法規改善的方向等議題, 提出歸納與整理, 以及未來修正的方向。Total numbers of High-Net-Worth inviduals in Taiwan shrank 18% to only 58,000 persons and their total wealth reduced 24.8% to 170 Billion; however, following the economic rebound in 2009, the investment market regains its attention from the investors quickly. It is expected that the market and product complexity of wealth management will be enormously increased, yet most investors have not recovered their trust over their relationship managers、 the banks、 and the surveillance bureaus. Therefore, major focus of this study will discuss how to deal with customers’complaints, and how to streamline the compliance & control of the banks, to increase the level of integrity & profesionality of the relationship managers, and the wealth management regulations environement.
As foreign banks have been constantly viewed as with high standards of compliance & control, the study has therefore chosen three banks from US, Europe, and Asia to provide a discussion template for wealth management process. Meanwhile, we have also chosen two leading domenstic to obaserve their efforts and changes facing the regulation changes upon the 2008 financial disasters.
The compensation scheme of relationship managers in Taiwan is mostly inherited from the western banks during the decade. It encourages invididual performance by providing very good bonuses. The study will emphasize on factors that will lead to the mutual benefits of the relationship managers and the customers, meanwhile to consider the incorporation of the new regulation.
Regulators in Taiwan, facing this financial crisis, have conducted a thorough investigation and changes over regulations of wealth management. This study intends to recover the investors’trust by a complete wealth management process improvement over compliance & control by the banks, and the detailed and proper regulations and surveillance by the regulators. Lastly, the study covers conclusions and the subject of future direction of further improvement of the regulations
Going Beyond Counting First Authors in Author Co-citation Analysis
Full text linkThe present study examines one of the fundamental aspects of author co-citation analysis (ACA) - the way co-citation
counts are defined. Co-citation counting provides the data on which all subsequent statistical analyses and mappings
are based, and we compare ACA results based on two different types of co-citation counting - the traditional type that
only counts the first one among a cited work's authors on the one hand and a non-traditional type that takes into
account the first 5 authors of a cited work on the other hand. Results indicate that the picture produced through this non-traditional author co-citation counting contains more coherent author groups and is therefore considerably clearer. However, this picture represents fewer specialties in the research field being studied than that produced through the traditional first-author co-citation counting when the same number of top-ranked authors is selected and analyzed. Reasons for these effects are discussed
Variations on the Author
Full text link“Variations on the Author” discusses two of Eduardo Coutinho’s recent films (Um Dia na Vida, from 2010, and Últimas Conversas, posthumously released in 2015) and their contribution to the general question of documentary authorship. The director’s filmography is characterized by a consistent yet self-effacing form of authorial self-inscription: Coutinho often features as an interviewer that rather than express opinions propels discourses; an interviewer that is good at listening. This mode of self-inscription characterizes him as an author who is not expressive but who is nonetheless markedly present on the screen. In Um Dia na Vida, however, Coutinho is completely absent form the image, while Últimas Conversas, on the contrary, includes a confessional prologue that moves the director from the margins to the center of his films. This article examines the ways in which these works stand out in the filmography of a director who offers new insights into the notion of cinematic authorship
Appropriate Similarity Measures for Author Cocitation Analysis
Full text linkWe provide a number of new insights into the methodological discussion about author cocitation analysis. We first argue that the use of the Pearson correlation for measuring the similarity between authors’ cocitation profiles is not very satisfactory. We then discuss what kind of similarity measures may be used as an alternative to the Pearson correlation. We consider three similarity measures in particular. One is the well-known cosine. The other two similarity measures have not been used before in the bibliometric literature. Finally, we show by means of an example that our findings have a high practical relevance.information science;Pearson correlation;cosine;similarity measure;author cocitation analysis
Dispelling the Myths Behind First-author Citation Counts
Full text linkWe conducted a full-scale evaluative citation analysis study of scholars in the XML research field to explore just how different from each other author rankings resulting from different citation counting methods actually are, and to demonstrate the capability of emerging data and tools on the Web in supporting more realistic citation counting methods. Our results contest some common arguments for the continued
use of first-author citation counts in the evaluation of scholars, such as high correlations between author rankings by first-author citation counts and other citation
counting methods, and high costs of using more realistic citation counting methods that are not well-supported by the ISI databases. It is argued that increasingly available digital full text research papers make it possible for citation analysis studies to go beyond what the ISI databases have directly supported and to employ more
sophisticated methods
koamabayili/VECTRON-author-checklist: VECTRON author checklist
No full textWe have done our best to complete the author checklist relating to the use of animals in the hut study. Note that the objective for the hut study was to evaluate the IRS treatment applications for residual efficacy against Anopheles mosquitoes, including the local An. coluzzii mosquito population. Cows were only used to attract mosquitoes into the huts and no tests were carried out directly on the cows. The author checklist is intended for use with studies where experiments are carried out on animals, which is why we have had such difficulty in completing this for the hut study, as many of the questions do not relate to how the cows were used
Author-wise bibliometric analysis based on entropy.
No full textAuthor-wise bibliometric analysis based on entropy.</p
Author Under Sail The Imagination of Jack London, 1893-1902
No full textIn Author Under Sail, Jay Williams offers the first complete literary biography of Jack London as a professional writer engaged in the labor of writing. It examines the authorial imagination in London's work, the use of imagination in both his fiction and nonfiction, and the ways he defined imagination in the creative process in his business dealings with his publishers, editors, and agents. In this first volume of a two-volume biography, Williams traverses the years 1893 to 1902, from London's "Story of a Typhoon" to The People of the Abyss. The Jack London who emerges in the pages of Author Under Sail is a writer whose partnership with publishers, most notably his productive alliance with George Brett of Macmillan, was one of the most formative in American literary history. London pioneered many author models during the heyday of realism and naturalism, blurring the boundaries of these popular genres by focusing on absorption and theatricality and the representation of the seen and unseen. London created an impassioned, sincere, and extremely personal realism unlike that of other American writers of the time. Author Under Sail is a literary tour de force that reveals the full range of London as writer, creative citizen, and entrepreneur at the same time it sheds light on the maverick side of machine-age literature.Intro -- Title Page -- Copyright Page -- Dedication -- Contents -- Acknowledgments -- Introduction -- 1. Spirit Truth -- 2. From Absorption to Theatricality and Back Again -- 3. "I Will Build a New Present" -- 4. Sons as Authors -- 5. Fathers as Publishers -- 6. The Daughter as Author -- 7. Lovers as Authors -- 8. At Sea with the Family -- 9. Yellow News, Yellow Stories -- 10. The Return Home -- Notes -- Bibliography -- Index -- About Jay WilliamsIn Author Under Sail, Jay Williams offers the first complete literary biography of Jack London as a professional writer engaged in the labor of writing. It examines the authorial imagination in London's work, the use of imagination in both his fiction and nonfiction, and the ways he defined imagination in the creative process in his business dealings with his publishers, editors, and agents. In this first volume of a two-volume biography, Williams traverses the years 1893 to 1902, from London's "Story of a Typhoon" to The People of the Abyss. The Jack London who emerges in the pages of Author Under Sail is a writer whose partnership with publishers, most notably his productive alliance with George Brett of Macmillan, was one of the most formative in American literary history. London pioneered many author models during the heyday of realism and naturalism, blurring the boundaries of these popular genres by focusing on absorption and theatricality and the representation of the seen and unseen. London created an impassioned, sincere, and extremely personal realism unlike that of other American writers of the time. Author Under Sail is a literary tour de force that reveals the full range of London as writer, creative citizen, and entrepreneur at the same time it sheds light on the maverick side of machine-age literature.Description based on publisher supplied metadata and other sources.Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, YYYY. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries
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