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    Morphological word structure in English and Swedish : the evidence from prosody

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    Trubetzkoy's recognition of a delimitative function of phonology, serving to signal boundaries between morphological units, is expressed in terms of alignment constraints in Optimality Theory, where the relevant constraints require specific morphological boundaries to coincide with phonological structure (Trubetzkoy 1936, 1939, McCarthy & Prince 1993). The approach pursued in the present article is to investigate the distribution of phonological boundary signals to gain insight into the criteria underlying morphological analysis. The evidence from English and Swedish suggests that necessary and sufficient conditions for word-internal morphological analysis concern the recognizability of head constituents, which include the rightmost members of compounds and head affixes. The claim is that the stability of word-internal boundary effects in historical perspective cannot in general be sufficiently explained in terms of memorization and imitation of phonological word form. Rather, these effects indicate a morphological parsing mechanism based on the recognition of word-internal head constituents. Head affixes can be shown to contrast systematically with modifying affixes with respect to syntactic function, semantic content, and prosodic properties. That is, head affixes, which cannot be omitted, often lack inherent meaning and have relatively unmarked boundaries, which can be obscured entirely under specific phonological conditions. By contrast, modifying affixes, which can be omitted, consistently have inherent meaning and have stronger boundaries, which resist prosodic fusion in all phonological contexts. While these correlations are hardly specific to English and Swedish it remains to be investigated to which extent they hold cross-linguistically. The observation that some of the constituents identified on the basis of prosodic evidence lack inherent meaning raises the issue of compositionality. I will argue that certain systematic aspects of word meaning cannot be captured with reference to the syntagmatic level, but require reference to the paradigmatic level instead. The assumption is then that there are two dimensions of morphological analysis: syntagmatic analysis, which centers on the criteria for decomposing words in terms of labelled constituents, and paradigmatic analysis, which centers on the criteria for establishing relations among (whole) words in the mental lexicon. While meaning is intrinsically connected with paradigmatic analysis (e.g. base relations, oppositeness) it is not essential to syntagmatic analysis

    Phonological restrictions on English word-formation

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    Word-formation rules differ from syntactic rules in that they, apart from obeying morphological and semantic constraints, can also be − and often are − restricted phonologically. The present article includes an overview of the relevant phenomena in English and discusses the consequences for the representation of words in the mental lexicon and for grammar

    Shortening as a window on phonological grammar

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    Words originating from shortening, including acronyms and clippings, constitute a treasure trove of insight into phonological grammar. In particular, they serve as an ideal testing ground for Optimality Theory (OT) and its view of grammar as an interaction of markedness constraints, which express (dis-) preferences regarding phonological structure in output forms, and faithfulness constraints, which require output forms to correspond to input structure (Prince and Smolensky 1993). This is because shortenings are characterised by a sharply diminished role of faithfulness, allowing for markedness constraints to make their force felt (“The Emergence of the Unmarked”). This article aims to demonstrate the heuristic value of shortening data for testing the OT model and for shedding light on various controversies in German phonology. A particular concern is to draw attention to the need for properly sorting the shortening data, to identify influences on phonological structure due to internal domain boundaries or to special correspondence effects potentially obscuring the view on the maximally unmarked patterns

    Allomorphy and the question of abstractness: evidence from German

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    A model of grammar needs to reconcile the undesirability inherent to allomorphy, the apparent extra burden on learning and memory, with its occurrence and possible stability. OT approaches this task by positing an anti-allomorphy constraint, henceforth referred to as "OO-correspondence", which requires leveling (i.e. sameness of sound structure) in related word forms (Benua 1997). The occurrence of allomorphy then indicates crucial domination of OO-correspondence by other constraints. To assess the adequacy of this proposal it is necessary to establish the level of abstractness at which OO-correspondence applies and to examine the consequences of this decision for ranking order. While proponents of OT tacitly assume the level in question to be rather concrete, the notion of allomorphy as originally envisioned in Structuralism was defined by distinctness at a more abstract level referred to as "phonemic" (Harris 1942; Nida 1944). The basic intuition here is that the defining property of subphonemic sound properties, their conditionedness by context, entails that whatever burden they put on learning and memory is of a fundamentally different nature than that entailed by phonemic distinctness. The evidence from German supports that intuition in that leveling can be shown to target phonemic sound structure to the exclusion of subphonemic properties. Allomorphy, defined by phonemic alterna-tion, tends to serve phonological optimization in closed class items (function words, affixes) while serving to express morphological distinctions in open class items. The key to demonstrating the correlations in question lies in the discernment of phonemic structure, which is therefore at the core of the article

    Idiosyncrasy, Regularity, and Synonymy in Derivational Morphology: Evidence for Default Word Interpretation Strategies

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    Perhaps the biggest challenge in derivational morphology is to reconcile morphological idiosyncrasy with semantic regularity. How can it be explained that words with dead affixes and irregulär allomorphy can nonetheless exhibit straightforward and stable semantic relations to their etymological bases (cf. strength ‘property of being strong’, obedience ‘act of obeying’, ‘property of being obedient’)? Theories based on the idea of capturing regularity in terms of synthetic rules for building up complex words out of morphemes along with rules for interpreting such structures in a compositional fashion have not made - and arguably cannot make - sense of this phenomenon. Taking the perspective of the learner in acquisition, I propose an alternative approach to meaning assignment based, not on syntagmatic relations among their constituent morphemes, but on paradigmatic relations between whole words. This approach not only explains the conditions under which meaning relations between words are expected to be stable but also accounts for another notorious mystery in derivational morphology, the frequent occurrence of total synonymy among affixes, as opposed to words

    Absolute ill-formedness and other morphophonological effects

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    In this paper I explore the theoretical significance of phonologically conditioned gaps in word formation. The data support the original approach to gaps in Optimality Theory proposed by Prince & Smolensky (1993), which crucially involves MPARSE as a ranked and violable constraint. The alternative CONTROL model proposed by Orgun & Sprouse (1999) is found to be inadequate because of lost generalisations and technical flaws. It is shown that a careful distinction between various morphophonological effects (e.g. paradigm uniformity effects, phonological repair and ‘stem selection’) is necessary to shed light on the morphology–phonology interface. The data investigated here support affixspecific constraint rankings, but argue against any stratal organisation of morphology
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