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    Bayesian adaptive designs in multi-arm multi-stage clinical trials

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    Clinical trial seek to investigate novel treatments, asses the relative benefits of competing therapies, and establish optimal treatment combinations. Statistical models provide an explicit way to models patients response to a treatment, and make inference about the clinical utility of therapies which guides clinical decision making. Statistical designs for clinical trials are a formal procedure the aim to maximize the the quality of generated information on the performance of experimental treatment. We explore a particular class of clinical trial design called adaptive design, which allows modifications of one or more specified aspects of the design based on the analysis of information (usually interim data) collected from subjects in the study. The interest in adaptive design studies arises from the belief that these methods provide a promising new venue in the task of improving drug development compared to conventional non-adaptive statistical methods for the design of clinical experiments. In particular, the approach of adaptive design may increase the likelihood of a patient to be treated with a successful drug and may reduce the uncertainty on the treatment effect. The class of adaptive designs includes adaptive randomization procedures, sample size re-estimations, and sequential or group-sequential interim analysis. The Bayesian approach is ideally suited to dynamically adapt the design as information arises during a trial. Accumulated data can be used at any time to modify the design of the trial, for instance, by stopping treatment assignments to ineffective arms or unbalancing randomization towards arms with strong evidence of treatment superiority. In this thesis we focus on two particular sub-classes of Bayesian adaptive designs:Two-stage designs for phase II clinical trials and Response-adaptive randomization designs for multi arm (multi-stage) clinical trial. A bayesian approach for randomized two-stage designs: Two-stage designs are commonly used in phase II clinical trials, especially in cancer clinical trials. Standard two-stage designs, introduced in Chapter 1, involve one single experimental arm that is compared to a pre-fixed desired level. However, the rate of failure in phase III oncology trials is surprisingly high, partly owing to inadequate phase II studies. Recently, the use of randomized designs in phase II has been increasingly recommended to avoid such limitations. With the supervision of Prof. Valeria Sambucini, we proposed a randomized version of a Bayesian two-stage design due to Tan and Machin [120] (see Chapter 2 of the thesis). The design selects the two-stage sample sizes by ensuring a large posterior probability that the true response rate of the experimental treatment exceeds that of the standard agent, assuming that the experimental treatment is actually more effective (see Cellamare et al. [35]). This optimistic assumption is realized by fixing virtual outcomes in favor of the experimental arm. However, the design does not account for the uncertainty about future data. Therefore, in Chapter 3 we propose a two-arm two-stage design based on a Bayesian predictive approach (see Cellamare and Sambucini [34]). The idea is to ensure a large probability, expressed in terms of the prior predictive probability of the data, of obtaining a substantial posterior evidence in favour of the experimental treatment under the assumption that it is actually more effective than the standard agent. This design is a randomized version of the two-stage design that has been proposed for single-arm phase II trials by Sambucini [104]. We examine the main features of our novel design as all the parameters involved vary and compare our approach with Jung’s minimax and optimal designs [76]. A potential limitation of the proposed design is that the second stage sample size is determined before observing the first stage data. It can produce some paradoxical situations in which a second stage analysis is performed and additional patients recruited, despite the first stage results were already sufficient to make a final decision. As also suggested by Sambucini[105], we solve this potential problem by using an adaptive version of the Bayesian predictive two-arm two-stage design, in which the second stage sample size is selected after the first stage results have been observed. Bayesian response-adaptive design for multi-arm clinical trials: In the planning of a clinical trial, the randomization of patients to either the experimental or control groups is among the most important advances in the history of medical research. Randomization prevents confounding due to latents factors that are correlated with the health outcome and control potential bias of the treatment effect estimates by balancing patients among the treatment arms . However, this property could be sometimes in conflict with ethical assumptions. As experiments on human subjects, clinical trials are characterized by the necessity of finding a balance between collective ethics and individual ethics. When the observation of a failure represents an extreme outcome (i.e. death), the traditional balanced randomization becomes ethically infeasible because of unjustifiable sacrifice of individual ethics. In this context, response-adaptive randomization designs represent a class of designs in which the probability of treatment assignment changes according to patient’s outcome and treating more patients with effective arms compared to fixed randomization. Response-adaptive designs have been widely studied in literature and we provide a review of them in either frequentist or Bayesian framework in Chapter 4. Under the supervision of Prof. Lorenzo Trippa and Prof. Steffen Ventz at the Harvard School of Public Health (and Dana Farber Cancer Institute), we studied the use of Bayesian adaptive randomization (BAR) design in the context of multi-arm clinical trials, in which multiple experimental arms are compared to a common control arm (see Chapter 5). In collaboration with Dr. Carole D. Mitnick and motivated by a multi-arm randomized clinical trial for fluoroquinolone-susceptible multi-drug resistant tuberculosis (MDR-TB)5 called endTb, we build a response-adaptive clinical trial in which the randomization procedure is updated using two preliminary outcomes. The primary study outcome is treatment success after 72 weeks from treatment and two preliminary responses are measured after 8 and 39 weeks (see Cellamare et al. [36]). We compared the proposed design with a standard multi-arm multi-stage design through hypothetical scenarios based on historical data. Our simulations show how BAR may be more efficient than standard multi-arm multi-stage designs. In particular, when we compare the statistical power of BAR to that of non-adaptive designs under a variety of realistic hypothetical scenarios, we observe that our design requires less patients than non-adaptive designs to ensure a fixed predefine power. Moreover, BAR consistently allocates more participants to effective arm(s). In conclusion, given the objective of evaluating several new therapeutic regimens in a timely fashion, Bayesian response adaptive designs seem more appealing for MDR-TB trials. This approach offers the resource benefit of requiring fewer participants and tends to increase allocation to the effective regimens. Despite the attractive operating characteristics of response adaptive design in the multi arm settings, as shown in the case of the endTb trial, multi-arm clinical trials design presented in literature are generally based on the assumption that all experimental treatments are available at the enrollment of the first patient. In several real situations, new drugs are rarely at the same stage of development and multi-arm designs may delay in the clinical evaluation of new treatments. These limitations motivate our study of statistical methods for adding new experimental arms after a clinical trial started enrolling patients (see Chapter 6). We consider both balanced and response-adaptive randomization for experimental designs that allow investigators to add new arms during the course of the trial (see Ventz, Cellamare et al [134]). We discuss their application in the endTb context and we evaluate the proposed experimental designs using a set of realistic simulation scenarios. Our results showed that adding treatments to an ongoing trial yield substantial gain in efficacy compared to multiple independent two-arms trials. The use of standard response-adaptive algorithms can behave poorly in this setting and adjustments of the procedures are required. Moreover, we found that, despite the complexity and the computational burden, response-adaptive algorithms can potentially outperform the balanced algorithm

    A randomized two-stage design for phase II clinical trials based on a Bayesian predictive approach

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    The rate of failure in phase III oncology trials is surprisingly high, partly due to inadequate phase II studies. Recently, the use of randomized designs in phase II is being increasingly recommended, to avoid the limits of studies that use a historical control. We propose a two-arm two-stage design based on a Bayesian-predictive approach. The idea is to ensure a large probability, expressed in terms of the prior predictive probability of the data, of obtaining a substantial posterior evidence in favour of the experimental treatment, under the assumption that it is actually more effective than the standard agent. This design is a randomized version of the two-stage design that has been proposed for single-arm phase II trials by Sambucini. We examine the main features of our novel design as all the parameters involved vary and compare our approach to Jung's minimax and optimal designs. An illustrative example is also provided online as supplementary material to this article

    Randomized phase II trials: A Bayesian two-stage design

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    Single-arm two-stage designs are commonly used in phase II of clinical trials. However, the use of randomization in phase II trials is currently increasing. We propose a randomized version of a Bayesian two-stage design due to Tan and Machin [4]. The idea is to select the two-stage sample sizes by ensuring a large posterior probability that the true response rate of the experimental treatment exceeds that of the standard agent, assuming that the experimental treatment is actually more effective. This optimistic assumption is realized by fixing virtual outcomes. © Springer International Publishing Switzerland 2014

    Going Beyond Counting First Authors in Author Co-citation Analysis

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    The present study examines one of the fundamental aspects of author co-citation analysis (ACA) - the way co-citation counts are defined. Co-citation counting provides the data on which all subsequent statistical analyses and mappings are based, and we compare ACA results based on two different types of co-citation counting - the traditional type that only counts the first one among a cited work's authors on the one hand and a non-traditional type that takes into account the first 5 authors of a cited work on the other hand. Results indicate that the picture produced through this non-traditional author co-citation counting contains more coherent author groups and is therefore considerably clearer. However, this picture represents fewer specialties in the research field being studied than that produced through the traditional first-author co-citation counting when the same number of top-ranked authors is selected and analyzed. Reasons for these effects are discussed

    Variations on the Author

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    “Variations on the Author” discusses two of Eduardo Coutinho’s recent films (Um Dia na Vida, from 2010, and Últimas Conversas, posthumously released in 2015) and their contribution to the general question of documentary authorship. The director’s filmography is characterized by a consistent yet self-effacing form of authorial self-inscription: Coutinho often features as an interviewer that rather than express opinions propels discourses; an interviewer that is good at listening. This mode of self-inscription characterizes him as an author who is not expressive but who is nonetheless markedly present on the screen. In Um Dia na Vida, however, Coutinho is completely absent form the image, while Últimas Conversas, on the contrary, includes a confessional prologue that moves the director from the margins to the center of his films. This article examines the ways in which these works stand out in the filmography of a director who offers new insights into the notion of cinematic authorship

    Appropriate Similarity Measures for Author Cocitation Analysis

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    We provide a number of new insights into the methodological discussion about author cocitation analysis. We first argue that the use of the Pearson correlation for measuring the similarity between authors’ cocitation profiles is not very satisfactory. We then discuss what kind of similarity measures may be used as an alternative to the Pearson correlation. We consider three similarity measures in particular. One is the well-known cosine. The other two similarity measures have not been used before in the bibliometric literature. Finally, we show by means of an example that our findings have a high practical relevance.information science;Pearson correlation;cosine;similarity measure;author cocitation analysis

    Dispelling the Myths Behind First-author Citation Counts

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    We conducted a full-scale evaluative citation analysis study of scholars in the XML research field to explore just how different from each other author rankings resulting from different citation counting methods actually are, and to demonstrate the capability of emerging data and tools on the Web in supporting more realistic citation counting methods. Our results contest some common arguments for the continued use of first-author citation counts in the evaluation of scholars, such as high correlations between author rankings by first-author citation counts and other citation counting methods, and high costs of using more realistic citation counting methods that are not well-supported by the ISI databases. It is argued that increasingly available digital full text research papers make it possible for citation analysis studies to go beyond what the ISI databases have directly supported and to employ more sophisticated methods

    Author Index

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    koamabayili/VECTRON-author-checklist: VECTRON author checklist

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    We have done our best to complete the author checklist relating to the use of animals in the hut study. Note that the objective for the hut study was to evaluate the IRS treatment applications for residual efficacy against Anopheles mosquitoes, including the local An. coluzzii mosquito population. Cows were only used to attract mosquitoes into the huts and no tests were carried out directly on the cows. The author checklist is intended for use with studies where experiments are carried out on animals, which is why we have had such difficulty in completing this for the hut study, as many of the questions do not relate to how the cows were used
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